Michael James Hetrick

Employer firm

Mwa Financial Services Inc. CRD 112630

$640M regulatory AUM 51 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → Present
  Mwa Financial Services, Inc.
  Rock Island, IL
• 10/2005 → Present
  Modern Woodmen Of America
  Rock Island, IL

Previous Registrations

• 2003-11-14 → 2004-02-27
  New England Securities
  West Des Moines, IA
• 2002-11-06 → 2003-08-05
  Waddell & Reed
  Davenport, IA

Other Businesses

1)TREASURER;QUAD CITIANS AFFIRMING DIVERSITY;ROCK ISLAND IL;VOTE ON VARIOUS ISSUES,FUNDRAISING ACTIV,AND COSIGNOR ON CHECKING ACCT;NOT INV REL;10HR 0SECHR/MNTH;10/05-PRES.

Exams

• S65 Uniform Investment Adviser Law Examination
  2002-10-28
• S63 Uniform Securities Agent State Law Examination
  2002-10-11

Other Names

• James Hetrick Michael