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Current Employers
Mwa Financial Services Inc.

1701 1St Avenue, Rock Island, IL 61201 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2006-02-17
  • IL RA
    APPROVED
    Since 2006-02-17

Branch Locations

1701 1St Avenue, Rock Island, IL 61201 • United States

Moline, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mwa Financial Services, Inc. Rock Island IL 10/2005 Present
Modern Woodmen Of America Rock Island IL 10/2005 Present
Previous Registrations
  • 2003-11-14 → 2004-02-27
    New England Securities
    West Des Moines, IA
  • 2002-11-06 → 2003-08-05
    Waddell & Reed
    Davenport, IA
Other Businesses

1)TREASURER;QUAD CITIANS AFFIRMING DIVERSITY;ROCK ISLAND IL;VOTE ON VARIOUS ISSUES,FUNDRAISING ACTIV,AND COSIGNOR ON CHECKING ACCT;NOT INV REL;10HR 0SECHR/MNTH;10/05-PRES.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-10-28
S63 Uniform Securities Agent State Law Examination 2002-10-11
  • S65 Uniform Investment Adviser Law Examination
    2002-10-28
  • S63 Uniform Securities Agent State Law Examination
    2002-10-11
Other Names
  • James Hetrick Michael

View on SEC IAPD

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