Kenneth Scott Botwinick

Current Employers

Employment History

• 03/1997 → Present
  Botwinick & Company, Llc
  Rochelle Park, NJ
• 08/2002 → 09/2018
  Linsco/Private Ledger Corp.
  Rochelle Park, NJ
• 09/2018 → Present
  Signature Wealth Management Partners, Llc
  Montvale, NJ
• 09/2018 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY

Previous Registrations

• 2008-10-20 → 2018-09-21
  Lpl Financial Llc
  Rochelle Park, NJ
  Rochelle Park, NJ
  Rochelle Park, NJ
  Woodcliff Lake, NJ

Other Businesses

1.) Botwinick & Company, LLC - Non-investment related. 365 West Passaic St., Suite 310, Rochelle Park, NJ, USA, 07662. Certified Public Accountant and Partner. 180 hours per month; 180 hours per month during trading hours. Management and accounting, audit and tax services. 2.) Non-Variable Insurance - 8/1/16 start date. Investment Related - At Reported Business Location(s) - Agent - 4 hr/month; 4 hours during securities trading. Includes life, disability, long term care. 3.) Procard Solutions, LLC - 11/2011 start date. Non-investment related. reported business location. Merchant service sales, credit card processing. LLC Member. 1 hours per month; 1 hours per month during trading hours. No duties. Member of Board of Directors for Strategic Planning. As of 12/2019, no longer actively conducting business operations. Dissolution pending the collection of account receivables. 4.) Botwinick Soundboard Investors, LLC - 7/2012 start date. Non-investment related. reported business location. Holding company for investments made in startup companies. Includes referral fees made to an unrelated credit card processing company. Passive investor of LLC. 2 hours per month; 2 hours per month during trading hours. 5.) United Provider Services, LLC - 12/2002 start date. Non-investment related. reported business location Medical practice consulting, Managing Member. 5 hours per month; 0 hours per month during trading hours. Consulting on business financing strategies. 6.)Signature Wealth Management Partners, LLC. Investment Related. At registered branch location. Financial Planning Services, start 9/2018. RIA, registered rep. 5hrs/mo, all during trading hours. Referral source. 7) Spectum AI Investors LLC; Investment Related; reported business location. LLC for Private Equity Investments; Member; 6/1/2021; 0 hrs per month; 0 hrs during trading; LLC formation is for the purpose of private equity investments for the LLC members. No duties. 8) Real Estate Rental. Collect Rent on short term leases. Owner of Condo. Start 6/15/2023. 0 hours/ 0 during trading.

Exams

• S66 Uniform Combined State Law Examination
  2008-06-05