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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2025-07-11 |
| VA | RA | APPROVED | 2025-07-10 |
Branch Locations
Titusville, FL • United States
1317 3Rd Street Sw, Roanoke, VA 24016 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Next Financial Group | Oviedo | FL | 03/2008 | 07/2025 |
| Lpl Financial Llc | Roanoke | VA | 07/2025 | Present |
1- 07/2025 - HS Capital Management, LLC - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 12/04/2009 - 250 hours per month/ 150 hours during trading 2- 07/2025 - HS Capital Management, LLC - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 01/01/2025 - 2 hours per month/ 2 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-04 |
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