Best Investors Account Sign in

Steven William Heslinga

Wells Fargo Clearing Services, LLC

Hyannis, MA

Providence, RI

Claim This Profile
Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-03-10
TX RA APPROVED 2015-11-17
CT RA APPROVED 2014-07-10
  • RI RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2015-11-17
  • CT RA
    APPROVED
    Since 2014-07-10

Branch Locations

1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States

1 Citizens Plz Ste 520, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hyannis MA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Hyannis MA 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; BARNSTABLE, MA; 50% OWNERSHIP; START DATE 11/4/2024; 4 HOURS PER MONTH; 0 HOURS DURING BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
S63 Uniform Securities Agent State Law Examination 2011-06-11
  • S66 Uniform Combined State Law Examination
    2014-07-03
  • S63 Uniform Securities Agent State Law Examination
    2011-06-11
Designations

View on SEC IAPD

Other Firms

BEACON FINANCIAL PLANNING, INC
COMMONWEALTH FINANCIAL NETWORK
TGA CAPITAL MANAGEMENT
UBS FINANCIAL SERVICES INC.
MORGAN STANLEY
OSAIC WEALTH, INC.
OSAIC INSTITUTIONS, INC.
J.P. MORGAN SECURITIES LLC

Other Investors

Marco Farina
Heather Melissa Lynch
KELLI MARIE GREW
Kathleen Erin Kane
Joshua Wayne Coffey
Caden Scott Buckley
MICHAELA GREEN HERLIHY
KATHERINE DIMASCOLO

Other Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
TGA CAPITAL MANAGEMENT · HYANNIS, MA
UBS FINANCIAL SERVICES INC. · HYANNIS, MA
MORGAN STANLEY · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · Hyannis, MA
OSAIC WEALTH, INC. · HYANNIS, MA
OSAIC INSTITUTIONS, INC. · HYANNIS, MA

More in Hyannis, MA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor