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Steven William Heslinga

Wells Fargo Clearing Services, LLC

Hyannis, MA

Providence, RI

CRD 4572038

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2025-03-10
TX RA APPROVED 2015-11-17
CT RA APPROVED 2014-07-10
  • RI RA
    APPROVED
    Since 2025-03-10
  • TX RA
    APPROVED
    Since 2015-11-17
  • CT RA
    APPROVED
    Since 2014-07-10

Branch Locations

1513 Iyannough Rd 1St Fl Ste 3, Hyannis, MA 02601 • United States

1 Citizens Plz Ste 520, Providence, RI 02903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Hyannis MA 05/2014 11/2016
Wells Fargo Clearing Services, Llc Hyannis MA 11/2016 Present
Other Businesses

RENTAL PROPERTY; INV. RELATED; BARNSTABLE, MA; 50% OWNERSHIP; START DATE 11/4/2024; 4 HOURS PER MONTH; 0 HOURS DURING BUSINESS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-07-03
S63 Uniform Securities Agent State Law Examination 2011-06-11
  • S66 Uniform Combined State Law Examination
    2014-07-03
  • S63 Uniform Securities Agent State Law Examination
    2011-06-11
Designations
  • Certified Financial Planner

View on SEC IAPD

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Nearby Offices

BEACON FINANCIAL PLANNING, INC · HYANNIS, MA
COMMONWEALTH FINANCIAL NETWORK · HYANNIS, MA
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