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Current Employers
Calton & Associates, Inc.

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-01-04
  • FL RA
    APPROVED
    Since 2023-01-04

Branch Locations

2701 N Rocky Point Drive Suite 1000, Tampa, FL 33607 • UNITED STATES

2701 N. Rocky Point Drive Suite 1000, Tampa, FL 33607 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Petersburg FL 10/2007 12/2022
Raymond James Financial Services Advisors Inc. St. Petersburg FL 01/2009 12/2022
Calton & Associates, Inc. Tampa FL 01/2023 Present
Previous Registrations
Other Businesses

Arqam's Academy. Non-Investment related. 2401 5th St S, St. Petersburg, FL 33705. Overseeing the school principal in achieving the objectives of the K-12 academy. Chairman of the Board. Start date: 11/01/2024. Hours/month: 4. Hours/month during securities trading hours: 0. As Chairman of the Board, I chair the school board meetings and ensure we, as a board, are carrying out our responsibilities effectively.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-09-27
S63 Uniform Securities Agent State Law Examination 2000-04-18
  • S66 Uniform Combined State Law Examination
    2005-09-27
  • S63 Uniform Securities Agent State Law Examination
    2000-04-18
Other Names
  • Saad Rahmouni

View on SEC IAPD

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