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Edward Arthur Chapman

LPl Financial LLC

Newark, DE

Newark, DE

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2013-03-19
DE RA APPROVED 2005-08-29
  • TX RA
    APPROVED_RES
    Since 2013-03-19
  • DE RA
    APPROVED
    Since 2005-08-29

Branch Locations

203 Pilot Ct, Newark, DE 19702 • United States

Newark, DE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Newark DE 08/2005 Present
Previous Registrations
  • 2002-10-11 → 2005-08-29
    Morgan Stanley Dw Inc.
    Newark, DE
Other Businesses

(1) 10/9/2007 - DBA ONLY - LIFECYCLE FINANCIAL, LLC - NEWARK, DE. (2) 12/05/2013 - REAL ESTATE RENTAL - MY WIFE AND I HAVE ONE CONDO RENTAL UNIT IN LEWES DELAWARE. WE HIRED A REAL ESTATE AGENT TO FIND AND MANAGE THE CURRENT TENENT AND ALL FUTURE TENENTS. NO CLIENTS HAVE OR WILL RENT THE CONDO WITH PRIOR APPROVAL - LEWES, DE (3) 09/30/2015 * E.A.Chapman inc. * Business Entity For Tax/Investment Purposes Only * INV REL * 1102 millstone dr. Newark, de 19711 * START 01/01/2006

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-10-10
  • S66 Uniform Combined State Law Examination
    2002-10-10

View on SEC IAPD

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