Joseph Maynard Kunze

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2025-03-12
PA	RA	APPROVED	2019-11-20
TX	RA	APPROVED	2013-06-12
IL	RA	APPROVED	2013-05-15

FL RA
APPROVED

Since 2025-03-12
PA RA
APPROVED

Since 2019-11-20
TX RA
APPROVED

Since 2013-06-12
IL RA
APPROVED

Since 2013-05-15

Branch Locations

Naples, FL • United States

Venetia, PA • United States

110 N Wacker Dr Pbig - Chicago, Chicago, IL 60606 • United States

9128 Strada Pl, Naples, FL 34108 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Chicago	IL	04/2013	Present
Bank Of America, N.A.	Chicago	IL	06/2013	Present

04/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Chicago, IL
06/2013 → Present

Bank Of America, N.A.

Chicago, IL

Other Businesses

I*63066 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: NATIONAL LOUIS UNIVERSITY INVESTMENT RELATED: NO ADDRESS OF BUSINESS: CHICAGO, ILLINOIS 60603 POSITION, TITLE, ASSOCIATION: TRUSTEE START DATE OF RELATIONSHIP: 1/1/2008 NUMBER OF HOURS DEVOTED: 50 HOURS ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 30 HRS ANNUALLY DUTIES: NATIONAL LOUIS UNIVERSITY IS A NON PROFIT, HIGHER EDUCATION INSTITUTION. I AM A TRUSTEE AND SERVE AS FINANCE COMMITTEE CHAIR.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-05-13
S63	Uniform Securities Agent State Law Examination	2007-06-01

S66 Uniform Combined State Law Examination

2013-05-13
S63 Uniform Securities Agent State Law Examination

2007-06-01

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