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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-10 |
Branch Locations
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-10 |
| VA | RA | APPROVED | 2008-08-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Saint Louis | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Saint Louis | MO | 11/2016 | Present |
FINRA, INVT RELATED, WASHINGTON, DC, ARBITRATOR, START DATE 5/1/2020, 8 HRS PER MONTH, 8 HRS DURING TRADING, INDUSTRY ASSOCIATED ARBRITRATOR FOR FINANCIAL SERVICES.| POWER OF ATTORNEY FOR PARENTS; INV RELATED; ARNOLD, MO; START DATE 04/01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING| POWER OF ATTORNEY FOR PARENTS; INV RELATED; ST LOUIS, MO; START DATE 04/14/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-08-15 |
| S63 | Uniform Securities Agent State Law Examination | 2003-07-07 |
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