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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2013-05-24 |
| CA | RA | APPROVED | 2013-02-04 |
Branch Locations
135 S. State College Blvd Suite 650, Brea, CA 92821 • United States
Brea, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Brea | CA | 01/2013 | Present |
1) Brea Little League,CAUnited States,Association (e.g. Trade or Industry, Sport),Sport & Leisure Facilities,Provide baseball activities and league games to youth ages 4-14 in the local community of Brea, CA.The President of Brea Little League serves as the primary leader and representative of the league. Responsibilities include attending district meetings to stay informed on regional and Little League International updates, and overseeing the Brea Little League Board of Directors to ensure effective operation of all league activities. The President keeps board members and the league community informed about upcoming events, policy changes, and updates to baseball rules. Additionally, the President organizes and establishes committees for league events and ensures that all board members are fulfilling their assigned duties efficiently and in alignment with the league's goals and standards. Start date -10/6/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2002-09-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-29 |
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