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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2008-08-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services, Llc | Fairfax | VA | 08/2002 | Present |
| Northwestern Mutual Life Insurance Co | Milwaukee | WI | 08/2002 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 05/2007 | Present |
1) FOURWAY LODGE, TREASURER - MAYS LANDING, NJ, MAYS LANDING, , NEW JERSEY, FIDUCIARY CAPACITY, START DATE: 5/1/2003, HOURS PER MONTH: 0-5, TREASUERF OF NOT-FOR PROFIT. DOES AN ANNUAL BUDGET AND PAYS EXPENSES, COLLECTS DUES. 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 4. Past COMMODORE, WEST RIVER SAILING CLUB, 4800 RIVERSIDE DR, GALESVILLE, , MARYLAND, 20765, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/29/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMODORE. IT SHALL BE THE DUTY OF THE COMMODORE TO PRESIDE AT ALL MEETINGS OF THE CLUB, AND SIGN OR AUTHORIZE THE SIGNATURE OF ALL OFFICIAL ACTS AND ORDERS NECESSARY TO CARRY OUT THE CLUB'S WILL. THE COMMODORE WILL ALSO PRESCRIBE THE DUTIES OF THE OTHER COMMITTEES AND OFFICERS THAT THE COMMODORE MAY DEEM NECESSARY OR DESIRABLE. 5. REAL ESTATE, EIDERDOWN COTTAGE, SACO, ME, 100% OWNER, COORDINATE RENTAL AND MAINTENENCE, SACO, , MAINE, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/31/2005, 100% OWNER OF RENTAL COTTAGE. LANDLORD DUTIES. 6. $25,000 PERSONAL LOAN TO FRIEND, 3616 RIDGEWAY TERRACE, FALLS CHURCH, , VIRGINIA, 22044, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 2/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERSONAL LOAN TO A FRIEND ~$25K. TRACK AND COLLECT INTEREST AND PRINCIPAL AT A LATER DATE; NOT INVESTMENT RELATED. 7. RAVENQUEST, LLC, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-03-28 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-19 |
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