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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2008-08-26
  • VA RA
    APPROVED
    Since 2008-08-26

Branch Locations

10306 Eaton Pl Ste 420, Fairfax, VA 22030 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Investment Services, Llc Fairfax VA 08/2002 Present
Northwestern Mutual Life Insurance Co Milwaukee WI 08/2002 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 05/2007 Present
  • 08/2002 → Present
    Fairfax, VA
  • 08/2002 → Present
    Northwestern Mutual Life Insurance Co
    Milwaukee, WI
  • 05/2007 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Previous Registrations
  • 2007-01-31 → 2007-04-30
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1) FOURWAY LODGE, TREASURER - MAYS LANDING, NJ, MAYS LANDING, , NEW JERSEY, FIDUCIARY CAPACITY, START DATE: 5/1/2003, HOURS PER MONTH: 0-5, TREASUERF OF NOT-FOR PROFIT. DOES AN ANNUAL BUDGET AND PAYS EXPENSES, COLLECTS DUES. 2) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS 4. Past COMMODORE, WEST RIVER SAILING CLUB, 4800 RIVERSIDE DR, GALESVILLE, , MARYLAND, 20765, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 11/29/2018, HOURS PER MONTH: 6-20, HOURS DURING SECURITIES TRADING HOURS: 0-5, COMMODORE. IT SHALL BE THE DUTY OF THE COMMODORE TO PRESIDE AT ALL MEETINGS OF THE CLUB, AND SIGN OR AUTHORIZE THE SIGNATURE OF ALL OFFICIAL ACTS AND ORDERS NECESSARY TO CARRY OUT THE CLUB'S WILL. THE COMMODORE WILL ALSO PRESCRIBE THE DUTIES OF THE OTHER COMMITTEES AND OFFICERS THAT THE COMMODORE MAY DEEM NECESSARY OR DESIRABLE. 5. REAL ESTATE, EIDERDOWN COTTAGE, SACO, ME, 100% OWNER, COORDINATE RENTAL AND MAINTENENCE, SACO, , MAINE, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 8/31/2005, 100% OWNER OF RENTAL COTTAGE. LANDLORD DUTIES. 6. $25,000 PERSONAL LOAN TO FRIEND, 3616 RIDGEWAY TERRACE, FALLS CHURCH, , VIRGINIA, 22044, UNITED STATES OF AMERICA, FINANCIAL SERVICES BUSINESS, START DATE: 2/16/2024, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PERSONAL LOAN TO A FRIEND ~$25K. TRACK AND COLLECT INTEREST AND PRINCIPAL AT A LATER DATE; NOT INVESTMENT RELATED. 7. RAVENQUEST, LLC, LEGAL ENTITY - RECEIVING WMC AND RISK COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 1/1/2021, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-28
S63 Uniform Securities Agent State Law Examination 2002-08-19
  • S66 Uniform Combined State Law Examination
    2005-03-28
  • S63 Uniform Securities Agent State Law Examination
    2002-08-19

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