Diana Wendy Cohen

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-12-13
NJ	RA	APPROVED	2016-12-02

TX RA
APPROVED_RES

Since 2016-12-13
NJ RA
APPROVED

Since 2016-12-02

Branch Locations

One Bryant Park, New York, NY 10036 • UNITED STATES

1600 American Blvd, Pennington, NJ 08534 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Mount Laurel	NJ	04/2016	Present

04/2016 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Mount Laurel, NJ

Previous Registrations

2006-05-09 → 2007-03-08

Blackrock Financial Management, Inc

New York, NY
2004-01-23 → 2004-09-02

Td Wealth Management Services Inc.

Philadelphia, PA

Other Businesses

I*95187 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: PLATINUM AND ICE JEWELRY, LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: PHILADELPHIA, PENNSYLVANIA 19147 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OWNER, START DATE OF RELATIONSHIP: 2/1/2005 NUMBER OF HOURS DEVOTED: 3 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: JEWELRY STORE OWNED JOINTLY WITH MY HUSBAND WHO MANAGES DAY TO DAY OPERATIONS. I DO BOOKKEEPING FOR THE STORE FROM HOME. REPORTABLE - FOR PROFIT LLC - ADDED TO CRD Status: APPRVD I*538253 For profit or not for profit: Entity For Profit Name of outside business organization: BH Diana and Yaniv LLC Investment related: N Address of business: Philadelphia, Pennsylvania, 19147 Nature of business: ["General Partnership"] Position, title, association: ["General Partner/Managing Member","Owner"], Start date of relationship: 6/7/2021 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: , Purpose of the LLC is ownership of a mixed use rental property. I deal with the tenants and handle some bookkeeping.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2016-11-30

S66 Uniform Combined State Law Examination

2016-11-30

Other Names

Diana Wendy Magid

View on SEC IAPD