James A Whiteman

Current Employers

Oneamerica Securities, Inc.

One American Square, Indianapolis, IN 46282 • United States

Current Registrations

Authority	Category	Status	Date
OR	RA	APPROVED	2024-07-10
UT	RA	APPROVED	2024-05-30
AZ	RA	APPROVED	2024-04-26
CA	RA	APPROVED	2024-04-09
WA	RA	APPROVED	2024-04-09

OR RA
APPROVED

Since 2024-07-10
UT RA
APPROVED

Since 2024-05-30
AZ RA
APPROVED

Since 2024-04-26
CA RA
APPROVED

Since 2024-04-09
WA RA
APPROVED

Since 2024-04-09

Branch Locations

Valencia, CA • United States

One American Square, Indianapolis, IN 46282 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Axa Advisors, Llc	New York	NY	08/2002	06/2020
Equitable Advisors, Llc	New York	NY	08/2002	04/2024
American United Life	Valencia	CA	03/2024	Present
Oneamerica Securities	Valencia	CA	04/2024	Present

08/2002 → 06/2020

Axa Advisors, Llc

New York, NY
08/2002 → 04/2024

Equitable Advisors, Llc

New York, NY
03/2024 → Present

American United Life

Valencia, CA
04/2024 → Present

Oneamerica Securities

Valencia, CA

Previous Registrations

2003-04-03 → 2024-04-06

Equitable Advisors, Llc

Woodland Hills, CA

Woodland Hills, CA

Other Businesses

Non-variable insurance sales (fixed life, fixed annuities)

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-04-02

S66 Uniform Combined State Law Examination

2003-04-02

Other Names

James Whiteman

View on SEC IAPD