Sarah Lorraine Kane

Employer firm

Transamerica Retirement Advisors, LLC CRD 107319

$18.8B regulatory AUM

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2004 → 10/2017
  Frazier & Assoc
  Davenport, IA
• 04/2004 → 10/2017
  Princor Financial Services Corporation
  Davenport, IA
• 10/2017 → 10/2025
  Kestra Investment Services, Llc
  Davenport, IA
• 01/2024 → 10/2025
  Kestra Advisory Services, Llc
  Davenport, IA
• 12/2025 → Present
  Transamerica Investors Securities, Llc
  Le Claire, IA
• 12/2025 → Present
  Transamerica Life Insurance Company
  Le Claire, IA
• 10/2017 → 11/2025
  Mel Foster Insurance
  Davenport, IA

Previous Registrations

• 2024-02-02 → 2025-11-05
  Kestra Advisory Services, Llc
  Austin, TX
  Davenport, IA

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-01-29
• S63 Uniform Securities Agent State Law Examination
  2004-05-18

Other Names

• Sarah Frazier
• Sarah L Frazier
• Sarah Frazier-Kane
• Sarah L Frazier-Kane
• Sarah L Kane
• Sarah Kane