Brian Keith Kertscher

Current Employers

Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

Authority	Category	Status	Date
WI	RA	APPROVED	2012-03-05

WI RA
APPROVED

Since 2012-03-05

Branch Locations

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northwestern Mutual Life Insurance Company	Milwaukee	WI	02/2012	Present
Northwestern Mutual Investment Services, Llc	Milwaukee	WI	02/2012	Present

02/2012 → Present

Northwestern Mutual Life Insurance Company

Milwaukee, WI
02/2012 → Present

Northwestern Mutual Investment Services, Llc

Milwaukee, WI

Previous Registrations

2003-08-18 → 2012-02-17

Rbc Capital Markets, Llc

Brookfield, WI

Milwaukee, WI

Milwaukee, WI

Other Businesses

100% OWNER, RENTAL PROPERTY, 3704 E. ARMOUR AVENUE CUDAHY, WI 53110, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/18/2015, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL PROPERTY. INVESTMENT RELATED.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2004-05-12
S63	Uniform Securities Agent State Law Examination	2002-02-15

S65 Uniform Investment Adviser Law Examination

2004-05-12
S63 Uniform Securities Agent State Law Examination

2002-02-15

Other Names

Brian Keith Ketscher

View on SEC IAPD