Monique Hiersche Kusman

Employer firm

Principal Securities, Inc. CRD 1137

$17.0B regulatory AUM 1,717 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-28

TX RA
APPROVED

Since 2022-11-28

Branch Locations

Southlake, TX • United States

5080 Spectrum Dr Ste 1200E, Addison, TX 75001 • United States

4109 Gateway Ct Ste 100, Colleyville, TX 76034 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Farmers Financial Solutions	Colleyville	TX	03/2005	09/2022
Farmers Insurance	Colleyville	TX	03/2005	09/2022
Principal Life Insurance Company	Southlake	TX	09/2022	Present
Principal Securities Inc	Southlake	TX	09/2022	Present
Klm Wealth Management	Southlake	TX	12/2022	03/2024
North Texas Tax And Financial	Addison	TX	03/2024	Present

03/2005 → 09/2022

Farmers Financial Solutions

Colleyville, TX
03/2005 → 09/2022

Farmers Insurance

Colleyville, TX
09/2022 → Present

Principal Life Insurance Company

Southlake, TX
09/2022 → Present

Principal Securities Inc

Southlake, TX
12/2022 → 03/2024

Klm Wealth Management

Southlake, TX
03/2024 → Present

North Texas Tax And Financial

Addison, TX

Other Businesses

KLMM, LTD POSITION: Sole Managing Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 11/09/2013 ADDRESS: 1309 Regency Court, Southlake TX 76092, United States DESCRIPTION: Owner and landlord of commercial building some of which is occupied by my financial business, and other units have tenants. INSURANCE POSITION: Agent NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/05/2002 ADDRESS: 4109 Gateway Court, Suite 100, Colleyville TX 76092, United States DESCRIPTION: Sales and service of outside fixed insurance, including life, annuities, DI, LTC, health and group insurance. MONIQUE H. KUSMAN INSURANCE AGENCY, LLC POSITION: Sole Managing Partner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 11/16/2016 ADDRESS: 1309 Regency Court, Suite 100, Colleyville TX 76092, United States DESCRIPTION: This LLC is an entity usedfor business expenses and tax purposes.Role is sole member.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-26
S63	Uniform Securities Agent State Law Examination	2002-08-22

S65 Uniform Investment Adviser Law Examination

2022-11-26
S63 Uniform Securities Agent State Law Examination

2002-08-22

Other Names

Monique Leda Rita Hiersche

View on SEC IAPD