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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-05-17 |
| FL | RA | APPROVED | 2021-04-08 |
Branch Locations
Waynesville, NC • United States
6160 Central Avenue Suite 200, St Petersburg, FL 33707 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gries Management, Llc | Tampa | FL | 06/2006 | 05/2019 |
| Hancock Whitney Bank | St. Petersburg | FL | 05/2019 | 03/2021 |
| Hancock Whitney Investment Services, Inc. | St. Petersburg | FL | 05/2019 | 03/2021 |
| 21St Century Financial | St. Petersburg | FL | 03/2021 | Present |
| Osaic Wealth, Inc. | St Petersburg | FL | 03/2021 | Present |
1. 21ST CENTURY FINANCIAL POSITION: Agent NATURE: Insurance - North Carolina Licensed Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 04/01/2021 ADDRESS: 6160 Central Ave, Suite 200, St. Petersburg FL 33707, United States DESCRIPTION: Provide Life Insurance and Annuity options to clients. 2. MARTIN FAMILY TRUST POSITION: Trustee NATURE: My wife and I have a revocable trust The revocable trust is a client of the firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/29/2019 ADDRESS: 477 Tapestry Trail, Waynesville NC 28785, United States DESCRIPTION: My wife and I have a trust for the majority of our assets. We both serve as trustees for the trust. 3. AVALON AT JUNALUSKA PROPERTY OWNERS ASSOCIATION POSITION: Board Member NATURE: Neighborhood property owner's association INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 554 Tapestry Trail, Waynesville NC 28785, United States DESCRIPTION: Serve as a board member on the Avalon neighborhood association. Attend board meetings and vote on association related issues.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-19 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-16 |
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