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CRD 4570214
Fifth Third Securities, Inc. CRD 628
$10.9B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
34 Fountain Square Plaza Md 1090Xb, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-12-26 |
| IN | RA | APPROVED | 2010-09-21 |
| KY | RA | APPROVED | 2008-05-16 |
Branch Locations
45 Hwy 66, Tell City, IN 47586 • United States
3205 Frederica Street, Owensboro, KY 42301 • United States
500 Frederica Street, Owensboro, KY 42301 • United States
305 S Us Highway 231, Jasper, IN 47546 • United States
418 Newman Circle, Eddyville, KY 42038 • United States
1389 Whittington Drive, Madisonville, KY 42431 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fifth Third Securities | Owensboro | KY | 05/2008 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-11-22 |
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