Rebecca Mary Ann Horn

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/2006 → Present
  Lpl Financial, Llc
  West Linn, OR

Other Businesses

1. 12/01/2006 - DBA ONLY - R.M. HORN FINANCIAL MANAGEMENT - WEST LINN, OR. 2. 11/23/2007 - OTHER-TEACHER/INSTRUCTOR - CLACKAMAS COMMUNITY EDUCATION - TEACH CLASSES ON INVESTING AND PERSONAL FINANCE THROUGH CLACKAMAS COMMUNITY COLLEGE COMMUNITY EDUCATION DEPT. CLASSES ARE OFFERED THROUGH GLADSTONE COMMUNITY SCHOOLS. - 1% OF HOURS/ WEST LINN, OR. 3. 10/9/2009 - REAL ESTATE RENTAL - SINGLE FAMILY DETACHED RESIDENCE. 2570 CAMBRIDGE ST WEST LINN OR 97068. NOT CLIENTS, NO CONNECTION WITH SECURITIES INDUSTRY. - TIME SPENT 0% - WEST LINN, OR. 4. 10/10/2019 - No Business Name - Investment Related - At Reported Business Location(s) - Notary Public - Started 05/22/2019 - 0 Hours Per Month - Provide notary service for clients and client's spouse. Commission expires May 22, 2022.

Exams

• S66 Uniform Combined State Law Examination
  2007-02-12
• S63 Uniform Securities Agent State Law Examination
  2000-01-13

Designations

• Certified Financial Planner