David Louis Simpson

Employer firm

Simpson Capital Management CRD 111238

$20.2M regulatory AUM

Reported services (Item 5G)

Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Simpson Capital Management

Laguna Niguel, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APP_PEND_IARCE	2026-01-01

CA RA
APP_PEND_IARCE

Since 2026-01-01

Branch Locations

Laguna Niguel, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Simpson Capital Management	Laguna Niguel	CA	05/1999	Present

05/1999 → Present

Simpson Capital Management

Laguna Niguel, CA

Previous Registrations

1999-07-12 → 2011-08-22

Simpson Capital Management

Laguna Niguel, CA