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Current Employers
Concorde Asset Management, Llc

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-02
NJ RA APPROVED 2022-05-04
WA RA APPROVED 2021-10-26
MO RA APPROVED 2020-01-06
MI RA APPROVED 2020-01-02
WI RA APPROVED 2020-01-02
  • OH RA
    APPROVED
    Since 2023-02-02
  • NJ RA
    APPROVED
    Since 2022-05-04
  • WA RA
    APPROVED
    Since 2021-10-26
  • MO RA
    APPROVED
    Since 2020-01-06
  • MI RA
    APPROVED
    Since 2020-01-02
  • WI RA
    APPROVED
    Since 2020-01-02

Branch Locations

3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States

112 North 11Th Street, Escanaba, MI 49829 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sagepoint Financial Inc Escanaba MI 10/2005 12/2019
Erkki Peippo, Cpa, Pc Escanaba MI 01/2003 Present
Concorde Investment Services, Llc Livonia MI 01/2020 Present
Concorde Asset Management, Llc Livonia MI 01/2020 Present
  • 10/2005 → 12/2019
    Sagepoint Financial Inc
    Escanaba, MI
  • 01/2003 → Present
    Erkki Peippo, Cpa, Pc
    Escanaba, MI
  • 01/2020 → Present
    Concorde Investment Services, Llc
    Livonia, MI
  • 01/2020 → Present
    Livonia, MI
Previous Registrations
  • 2010-07-07 → 2020-01-06
    Osaic Services, Inc.
    Escanaba, MI
Other Businesses

1. ERKKI M. PEIPPO, CPA, P.C., INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INSURANCE AGENT, OWNER & PRESIDENT, 4/26/2011, 12-2002, 20 HOURS PER MONTH, 20 DURING TRADING HOURS, TAX - ACCOUNTING, SALE OF TRADITIONAL INSURANCE PRODUCTS THROUGH AMERICAN GENERAL, US FINANCIAL LIFE, PRUDENTIAL, & GENWORTH. 2. PEIPPO FARMS, Non investment related, 4907 CO Rd 426 21st RD Gladstone MI, Farm. Owner, Start date 09/01/2013, 6-10 hours druing non trading hours, 1-5 hours during trading hours. 3. CONCORDE ASSET MANAGEMENT, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INVESTMENT ADVISOR REPRESENTATIVE, 1/2/2020, 120 HRS/MO, 120 DURING TRADING HRS. 4. TRUE MONEY MINDSET, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829. DBA FOR SECURITIES RELATED ACTIVITIES. FULL TIME DURING TRADING HOURS. 5. LIFEVANTAGE, NON INVESTMENT RELATED, 4907 CO RD 426 21ST RD, GLADSTONE MI 49837, A SUPPLEMENT AND ACTIVIATION COMPANY DISTRIBUTED THROUGH NETWORK MARKETING, INTRODUCE TO OTHER CONSULTANTS WHO DO THE MEETING WITH THEM. CONSULTANT START DATE 05/19/2023. 1-5 HOURS HOURS/MONTH DURING NON BUSINESS HOURS, 1-5 HOURS/MONTH DURING BUSINESS HOURS. 6. Concorde Insurance Agency, Investment related, 112 N 11th St. Escanaba, MI 49829, Insurance , consultant for fixed insurance. Start date 01/01/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-11-25
S63 Uniform Securities Agent State Law Examination 2002-10-11
  • S65 Uniform Investment Adviser Law Examination
    2008-11-25
  • S63 Uniform Securities Agent State Law Examination
    2002-10-11
Other Names
  • Erik Michael Peippo
  • Erkki Mikhail Peippo

View on SEC IAPD

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