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3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2023-02-02 |
| NJ | RA | APPROVED | 2022-05-04 |
| WA | RA | APPROVED | 2021-10-26 |
| MO | RA | APPROVED | 2020-01-06 |
| MI | RA | APPROVED | 2020-01-02 |
| WI | RA | APPROVED | 2020-01-02 |
Branch Locations
3909 Research Park Drive Suite 200, Ann Arbor, MI 48108 • United States
112 North 11Th Street, Escanaba, MI 49829 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sagepoint Financial Inc | Escanaba | MI | 10/2005 | 12/2019 |
| Erkki Peippo, Cpa, Pc | Escanaba | MI | 01/2003 | Present |
| Concorde Investment Services, Llc | Livonia | MI | 01/2020 | Present |
| Concorde Asset Management, Llc | Livonia | MI | 01/2020 | Present |
1. ERKKI M. PEIPPO, CPA, P.C., INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INSURANCE AGENT, OWNER & PRESIDENT, 4/26/2011, 12-2002, 20 HOURS PER MONTH, 20 DURING TRADING HOURS, TAX - ACCOUNTING, SALE OF TRADITIONAL INSURANCE PRODUCTS THROUGH AMERICAN GENERAL, US FINANCIAL LIFE, PRUDENTIAL, & GENWORTH. 2. PEIPPO FARMS, Non investment related, 4907 CO Rd 426 21st RD Gladstone MI, Farm. Owner, Start date 09/01/2013, 6-10 hours druing non trading hours, 1-5 hours during trading hours. 3. CONCORDE ASSET MANAGEMENT, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829, INVESTMENT ADVISOR REPRESENTATIVE, 1/2/2020, 120 HRS/MO, 120 DURING TRADING HRS. 4. TRUE MONEY MINDSET, INVESTMENT RELATED, 112 NORTH 11TH STREET, ESCANABA, MI 49829. DBA FOR SECURITIES RELATED ACTIVITIES. FULL TIME DURING TRADING HOURS. 5. LIFEVANTAGE, NON INVESTMENT RELATED, 4907 CO RD 426 21ST RD, GLADSTONE MI 49837, A SUPPLEMENT AND ACTIVIATION COMPANY DISTRIBUTED THROUGH NETWORK MARKETING, INTRODUCE TO OTHER CONSULTANTS WHO DO THE MEETING WITH THEM. CONSULTANT START DATE 05/19/2023. 1-5 HOURS HOURS/MONTH DURING NON BUSINESS HOURS, 1-5 HOURS/MONTH DURING BUSINESS HOURS. 6. Concorde Insurance Agency, Investment related, 112 N 11th St. Escanaba, MI 49829, Insurance , consultant for fixed insurance. Start date 01/01/2020, 1-5 hours/month during non trading hours, 1-5 hours/month during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-11-25 |
| S63 | Uniform Securities Agent State Law Examination | 2002-10-11 |
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