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Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2002-07-29 |
Branch Locations
Five Tower Bridge 300 Barr Harbor Drive, Suite 200, West Conshohocken, PA 19428 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sage Financial Group, Inc. | W. Conshohocken | PA | 03/1998 | Present |
JOHN SION IS A NAMED TRUSTEE ON A CLIENT PORTFOLIO MANAGED BY THE ADVISER. THIS WAS PUT IN PLACE AT THE CLIENT'S REQUEST AND HIS DUTY AS SUCH, IS AS A COURTESY TO THE CLIENT. HE DOES NOT RECEIVE SPECIFIC COMPENSATION FOR TRUSTEE SERVICES. MR. SION'S TIME DEDICATED TO THIS ARRANGEMENT IS DE MINIMIS RELATIVE TO HIS PROFESSIONAL DUTIES CARRIED OUT ON BEHALF OF SAGE FINANCIAL GROUP. IN ORDER TO MINIMIZE ANY POTENTIAL CONFLICT OF INTEREST ASSOCIATED WITH THIS ARRANGEMENT, THE ADVISER CONDUCTS A SURPRISE CUSTODY AUDIT AND MAINTAINS AN IDENTITY THEFT PREVENTION PROGRAM THAT SPECIFICALLY ADDRESS THIS TRUSTEE ARRANGEMENT.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2007-09-06 |
| S65 | Uniform Investment Adviser Law Examination | 2002-02-21 |
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