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11245 Se 6Th Street Suite 140, Bellevue, WA 98004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OR | RA | APPROVED | 2025-09-22 |
| TX | RA | APPROVED_RES | 2022-03-14 |
| WA | RA | APPROVED | 2022-03-14 |
Branch Locations
11245 Se 6Th Street Suite 140, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc | Bellevue | WA | 11/2011 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 07/2016 | 02/2019 |
| Mml Investors Services, Llc | Bellevue | WA | 03/2017 | 02/2019 |
| Commonwealth Financial Network | Waltham | MA | 02/2019 | 04/2022 |
| Mainsail Financial Group, Llc | Bellevue | WA | 12/2021 | Present |
1. Co-Owner, Mainsail Financial Group, LLC, a private entity established to facilitate securities, advisory, and insurance business; As of 11/08/2018; Approximately 95% time spent during securities trading hours per month; Conducted at branch location; Investment related. 2. Fixed insurance sales, as an Agent; As of 11/08/2018; Approximately 5% time spent during securities trading hours per month; Conducted at branch location; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-09-08 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-06 |
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