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Adam Barrett Spence

Cx Institutional, LLC

Auburn, IN

Plano, TX

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Current Employers
Cx Institutional, Llc

200 East 7Th Street, Auburn, IN 46706 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-10-09
  • TX RA
    APPROVED
    Since 2018-10-09

Branch Locations

200 East 7Th Street, Auburn, IN 46706 • United States

7500 Dallas Parkway Suite 475, Plano, TX 75024 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Plano TX 12/2004 09/2020
Vestpro Financial Partners, Inc. Dba Cpf Texas Plano TX 01/2008 12/2018
Cpf Texas Plano TX 02/2006 10/2018
Cx Institutional, Llc Plano TX 10/2018 Present
Cxi Advisors, Llc Plano TX 05/2019 09/2020
Previous Registrations
  • 2019-05-17 → 2020-09-22
    Cxi Advisors, Llc
    Auburn, IN
    Plano, TX
  • 2005-06-02 → 2018-11-27
    Cpf Texas
    Plano, TX
  • 2005-05-10 → 2015-07-13
    Lpl Financial Llc
    Plano, TX
    Plano, TX
    Plano, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-05-09
S65 Uniform Investment Adviser Law Examination 2002-04-08
  • S66 Uniform Combined State Law Examination
    2005-05-09
  • S65 Uniform Investment Adviser Law Examination
    2002-04-08
Designations

View on SEC IAPD

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