Sadie Lynn Johnson

Employer firm

Principal Asset Management CRD 109002

$428B regulatory AUM 137 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Principal Asset Management

801 Grand Ave, Des Moines, IA 50392-0001 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2023-03-06

IA RA
APPROVED

Since 2023-03-06

Branch Locations

711 High Street, Des Moines, IA 50392 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Principal	Des Moines	IA	03/2022	01/2023
Iowa State University	Ames	IA	01/2007	03/2022
Principal Funds Distributor	Des Moines	IA	01/2023	Present
Principal Asset Management	Des Moines	IA	03/2023	Present

03/2022 → 01/2023

Principal

Des Moines, IA
01/2007 → 03/2022

Iowa State University

Ames, IA
01/2023 → Present

Principal Funds Distributor

Des Moines, IA
03/2023 → Present

Principal Asset Management

Des Moines, IA

Previous Registrations

2002-09-24 → 2003-04-30

Ameriprise Financial Services, Llc

W Des Moines, IA

Other Businesses

Access/supervised person of Principal Global Investors, LLC and will perform certain functions for Principal Global Investors, Inc and its affiliates.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-03-03

S66 Uniform Combined State Law Examination

2023-03-03

Other Names

Sadie Lynn Kohlhaas

View on SEC IAPD