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Current Employers
Wealth Enhancement Advisory Services, Llc

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-11-18
  • OH RA
    APPROVED
    Since 2024-11-18

Branch Locations

505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States

4901 Hunt Rd Suite 201, Blue Ash, OH 45242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Cincinnati OH 07/2002 03/2020
Ameriprise Financial Services, Llc Blue Ash OH 03/2020 10/2024
Lpl Financial Llc Blue Ash OH 11/2024 06/2025
Wealth Enhancement Group Blue Ash OH 10/2024 Present
Wealth Enhancement Advisory Services Blue Ash OH 11/2024 Present
Wealth Enhancement Brokerage Services Blue Ash OH 10/2024 Present
  • 07/2002 → 03/2020
    Ameriprise Financial Services, Inc.
    Cincinnati, OH
  • 03/2020 → 10/2024
    Blue Ash, OH
  • 11/2024 → 06/2025
    Lpl Financial Llc
    Blue Ash, OH
  • 10/2024 → Present
    Wealth Enhancement Group
    Blue Ash, OH
  • 11/2024 → Present
    Wealth Enhancement Advisory Services
    Blue Ash, OH
  • 10/2024 → Present
    Wealth Enhancement Brokerage Services
    Blue Ash, OH
Previous Registrations
Other Businesses

JOE SHULTS PHOTO LLC / Business Owner / Photographer / Not Investment Related / 20 hrs mth / Start date: 3/10/2018 WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - Registered Investment Advisor Hybrid - At reported business location(s) - Start Date: 10/17/2024 - 160 hrs mth / 8 hrs during trading. I provide investment advisory services through WEALTH ENHANCEMENT ADVISORY SERVICES LLC, an independent investment advisor firm. I started this business activity in 10/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-01
  • S66 Uniform Combined State Law Examination
    2002-11-01
Other Names
  • Joseph D Shults
  • Joseph David Shults

View on SEC IAPD

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