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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2012-01-20
  • CO RA
    APPROVED
    Since 2012-01-20

Branch Locations

4380 Ziegler Road, Fort Collins, CO 80525 • United States

2720 Council Tree Avenue Suite 188, Fort Collins, CO 80525 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Addison Avenue Federal Credit Union Fort Collins CO 06/2008 Present
Raymond James Financial Serices, Inc. Ft. Collins CO 01/2012 Present
First Tech Federal Credit Union Ft. Collins CO 06/2008 Present
Raymond James Financial Services Advisors Inc. Fort Collins CO 01/2012 Present
  • 06/2008 → Present
    Addison Avenue Federal Credit Union
    Fort Collins, CO
  • 01/2012 → Present
    Raymond James Financial Serices, Inc.
    Ft. Collins, CO
  • 06/2008 → Present
    First Tech Federal Credit Union
    Ft. Collins, CO
  • 01/2012 → Present
    Fort Collins, CO
Previous Registrations
  • 2010-04-28 → 2012-01-25
    Essex National Securities, Llc
    Loveland, CO
    Ft. Collins, CO
Other Businesses

(1) Name of Business: A-Way With Animals LLC Address: 8261 County Road 98, Nunn, CO, 80648, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/15/2007 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I do in home pet care - feeding, watering, medicating, etc at the client's home. (2) Name of Business: Addison Avenue Investment Services Address: 2720 Council Tree Ave Ste 188, Fort Collins, CO, 80525, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Provide ops and sales support to a Financial Advisor.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-02-12
  • S66 Uniform Combined State Law Examination
    2009-02-12

View on SEC IAPD

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