Roy Peter Janse

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2009 → 02/2023
  Commonwealth Financial Network
  Waltham, MA
• 02/2023 → Present
  Mariner Wealth Advisors
  Greenville, SC

Previous Registrations

• 2009-07-10 → 2023-02-02
  Commonwealth Financial Network
  Greenville, SC
  Greenville, SC
• 2002-10-24 → 2009-07-13
  Ameriprise Financial Services, Llc
  Greenville, SC
  Greenville, SC

Other Businesses

1.FIXED INSURANCE SALES, CONDUCTED AT BRANCH LOCATION, INVESTMENT RELATED. 2. RENTAL PROPERTY LOCATED IN EDISTO BEACH, SC, AS COOWNER WITH SPOUSE, NOT CONDUCTED AT BRANCH LOCATION, NOT INVESTMENT RELATED. 3. CO-OWNER, GOLDFINCH WEALTH MANAGEMENT; A PRIVATE ENTITY ESTABLISHED TO FACILITATE SECURITIES, ADVISORY, AND INSURANCE BUSINESS; LOCATED IN GREENVILLE, SC AS OF 1/1/2022; 99% OF TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; INVESTMENT RELATED. 4. Cooperative Baptist Fellow Foundation; not investment-related; no profit; Member of the Board of Trustees; start date 10/1/2020; 4. Janse Beach Cottage Rental, Not investment related, Greenville, SC, Owner, 2 hrs. per month, 0 hrs. during trading hours, Manage and maintain financials for the property

Exams

• S66 Uniform Combined State Law Examination
  2002-10-15

Designations

• Certified Financial Planner

Other Names

• Roy Peter Janse