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Henrico, VA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-07-18 |
| VA | RA | APPROVED | 2021-01-17 |
Branch Locations
7204 Glen Forest Drive Suite #105, Richmond, VA 23226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Closed-End Fund Advisors, Inc. | Richmond | VA | 12/2020 | Present |
| Zoso Capital, Llc | Scarsdale | NY | 10/2014 | 12/2020 |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2010-10-05 |
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