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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-10-05 |
| NC | RA | APPROVED | 2019-12-05 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Wilmington | NC | 06/2019 | Present |
| Homemaker | Wilmington | NC | 04/2013 | 05/2019 |
NC Council for Women & Youth Involvement - Advisory Board / Raleigh / United States / Yes / Governmental Entity / Was appointed by Governor Roy Cooper Advising Governor / Governor's Staff on issues affecting women and children in NC / Advisor or advisory group member if advice given may influence an officer/board / Advising governor and his staff on issues affecting women and children / Start Date 7/3/2017 / Yes / No
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-12-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-17 |
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