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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-12-05 |
| FL | RA | APPROVED | 2015-04-17 |
Branch Locations
100 S Ashley Dr 9Th Fl [F6-Rbo], Tampa, FL 33602 • United States
4319 Commercial Way, Spring Hill, FL 34606 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Orlando | FL | 04/2015 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Orlando | FL | 11/2016 | Present |
MUSICIAN; NON-INV; TAMPA, FL; 100% OWNERSHIP; START: 01/21/2010; HOURS: 3 PER MONTH - 0 DURING TRADING; DUTIES: PLAY THE TROMBONE - FREELANCE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
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