Jon Richard Otterness

Current Employers

Vantage Point Wealth Management

505 North Highway 169 Suite 260, Plymouth, MN 55441 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2018-02-02

MN RA
APPROVED

Since 2018-02-02

Branch Locations

505 North Highway 169 Suite 260, Plymouth, MN 55441 • United States

Mayer, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Minneapolis	MN	11/2007	12/2017
Lpl Financial Llc	Plymouth	MN	12/2017	Present
Vpwm Advisors, Llc	Plymouth	MN	02/2017	Present
Jon Otterness Sole Proprietor	Plymouth	MN	10/2006	Present

11/2007 → 12/2017

Ameriprise Financial Services, Inc.

Minneapolis, MN
12/2017 → Present

Lpl Financial Llc

Plymouth, MN
02/2017 → Present

Vpwm Advisors, Llc

Plymouth, MN
10/2006 → Present

Jon Otterness Sole Proprietor

Plymouth, MN

Previous Registrations

2012-07-17 → 2017-12-11

Ameriprise Financial Services, Llc

Minneapolis, MN

Other Businesses

(1) VPWM Advisors LLC; Yes; Plymouth, MN; RIA; Investment Advisor Representative; 12/2017; 160/ HRS MO; 160/ HRS MO; Investment advice, asset management, financial planning (2) LPL Financial LLC; Yes; Fort Mill, SC; Broker-Dealer; Registered Representative; 12/2017; 10/ HRS MO; 10/ HRS MO; Financial recommendations and client transactions in securities markets. (3) Jon Otterness, Sole Proprietor; Yes; Plymouth, MN; Insurance Agent; 10/2006; 10/ HRS MO; 10/ HRS MO; Insurance product sales.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-12-20
S63	Uniform Securities Agent State Law Examination	2002-11-01

S66 Uniform Combined State Law Examination

2006-12-20
S63 Uniform Securities Agent State Law Examination

2002-11-01

View on SEC IAPD