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Katharine Ryan Leithead

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC

Charlotte, NC

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
DC RA APPROVED 2009-10-23
MD RA APPROVED 2009-10-23
VA RA APPROVED 2009-10-23
  • DC RA
    APPROVED
    Since 2009-10-23
  • MD RA
    APPROVED
    Since 2009-10-23
  • VA RA
    APPROVED
    Since 2009-10-23

Branch Locations

1800 K St Nw, Washington, DC 20006 • United States

620 S Tryon St, Charlotte, NC 28255 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Chevy Chase MD 04/2002 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Washington DC 10/2009 Present
Previous Registrations
  • 2002-05-02 → 2009-10-23
    Banc Of America Investment Services, Inc.
    Chevy Chase, MD
    Greenwich, CT
    Greenwich, CT
    Washington, DC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-09-07
S63 Uniform Securities Agent State Law Examination 1998-11-18
  • S65 Uniform Investment Adviser Law Examination
    2001-09-07
  • S63 Uniform Securities Agent State Law Examination
    1998-11-18
Other Names
  • Katherine Dancy Ryan
  • Katharine Dancy Ryan
  • Katharine Dancy Ryan Leithead
  • Katharine Ryan Leithead

View on SEC IAPD

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Other Offices

BRYSPEN, INCORPORATED · WASHINGTON, DC
3WIRE INVESTMENT · WASHINGTON, DC
LPL FINANCIAL LLC · WASHINGTON, DC
ORIDIAN CAPITAL MANAGEMENT, L.P. · WASHINGTON, DC
C5 CAPITAL USA LLC · WASHINGTON, DC
AEB CAPITAL · WASHINGTON, DC
DOMINION FINANCIAL CONSULTANTS, LLC · WASHINGTON, DC
A.G.P. / ALLIANCE GLOBAL PARTNERS · Washington, DC

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