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John Randall Zick

Captrust

Columbia, MD

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Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2024-01-30
  • MD RA
    APPROVED
    Since 2024-01-30

Branch Locations

10015 Old Columbia Road Suite B-215, Columbia, MD 21046 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Silver Springs MD 02/2005 06/2019
Prudential Investment Management Services, Llc. Silver Springs MD 09/2006 06/2019
Nfp Retirement Bethesda MD 10/2019 05/2020
Kestra Investment Services, Llc Bethesda MD 02/2020 06/2020
Unemployed Columbia MD 06/2019 10/2019
Capfinancial Securities Llc Raleigh NC 07/2020 Present
Capfinancial Partners Llc (Captrust) Raleigh NC 02/2021 Present
  • 02/2005 → 06/2019
    Prudential Insurance Company Of America
    Silver Springs, MD
  • 09/2006 → 06/2019
    Prudential Investment Management Services, Llc.
    Silver Springs, MD
  • 10/2019 → 05/2020
    Nfp Retirement
    Bethesda, MD
  • 02/2020 → 06/2020
    Kestra Investment Services, Llc
    Bethesda, MD
  • 06/2019 → 10/2019
    Unemployed
    Columbia, MD
  • 07/2020 → Present
    Capfinancial Securities Llc
    Raleigh, NC
  • 02/2021 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
Previous Registrations
Other Businesses

Columbia Festival of the Arts; 10475 Little Patuxent Pkwy, Columbia, MD; Not investment related; NonProfit; Board Member; Start date 9/15/23; 5 hrs per month; 2 during trading; treasurer, committee oversight of endowment

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-02-11
S66 Uniform Combined State Law Examination 2002-11-06
  • S65 Uniform Investment Adviser Law Examination
    2021-02-11
  • S66 Uniform Combined State Law Examination
    2002-11-06
Other Names
  • John Zick

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