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4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2024-01-30 |
Branch Locations
10015 Old Columbia Road Suite B-215, Columbia, MD 21046 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prudential Insurance Company Of America | Silver Springs | MD | 02/2005 | 06/2019 |
| Prudential Investment Management Services, Llc. | Silver Springs | MD | 09/2006 | 06/2019 |
| Nfp Retirement | Bethesda | MD | 10/2019 | 05/2020 |
| Kestra Investment Services, Llc | Bethesda | MD | 02/2020 | 06/2020 |
| Unemployed | Columbia | MD | 06/2019 | 10/2019 |
| Capfinancial Securities Llc | Raleigh | NC | 07/2020 | Present |
| Capfinancial Partners Llc (Captrust) | Raleigh | NC | 02/2021 | Present |
Columbia Festival of the Arts; 10475 Little Patuxent Pkwy, Columbia, MD; Not investment related; NonProfit; Board Member; Start date 9/15/23; 5 hrs per month; 2 during trading; treasurer, committee oversight of endowment
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-02-11 |
| S66 | Uniform Combined State Law Examination | 2002-11-06 |
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