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Iris Shih-I Lee

Raymond James & Associates, Inc.

Los Angeles, CA

St. Petersburg, FL

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2016-09-06
  • CA RA
    APPROVED
    Since 2016-09-06

Branch Locations

3435 Wilshire Boulevard Suite 1103, Los Angeles, CA 90010 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Deutsche Bank Securities Inc. Los Angeles CA 07/2004 09/2016
Raymond James & Associates, Inc. Los Angeles CA 09/2016 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-12-18
  • S66 Uniform Combined State Law Examination
    2002-12-18
Other Names
  • Iris S Lee

View on SEC IAPD

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