Best Investors
Account
Sign in
346 Commercial Street, Boston, MA 02109 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-06-23 |
Branch Locations
346 Commercial Street, Boston, MA 02109 • United States
424 Broadway, Somerville, MA 02145 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cambridge | MA | 05/2011 | Present |
| Flagship Harbor Advisors, Llc | Cambridge | MA | 05/2011 | Present |
1) 05/16/2011: No Business Name - Teacher/Instructor - Not Investment Related - At Reported Business Location(s) - 2% Time Spent - I teach several classes each year on various investing topics each for a flat fee. These are organized through the Cambridge Centre for Adult Education, who issues the 1099 pay. 2) 05/16/2011: Laurenz Financial - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - 1% Time Spent 3) 05/16/2011: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 10% Time Spent - I may offer fixed insurance through David Kauffman 4) 05/16/2011: No Business Name - Teacher/Instructor - Not Investment Related - At Reported Business Location(s) - 2% Time Spent - I teach several classes each year on varoius investment topics. I am paid a flat fee 1099 by the Boston center for Adult Education who organizes the classes. 5) 07/07/2011: Flagship Harbor Advisors, LLC - Registered Investment Advisor - DBA: (Hybrid) Flagship Harbor Advisors, LLC - Investment Related - At Reported Business Location(s) - 30% Time Spent - I provide investment advisory services through Flagship Harbor Advisors, an independent investment advisor firm. I started this business activity in June, 2011. I expect to spend approximately 30% of the time spent per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-29 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-26 |
Reach out to this advisor