Brian Matthew Rees

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 06/2019
  Vantage Financial Group
  Cleveland, OH
• 06/2019 → Present
  Raymond James Financial Services, Inc
  Strongsville, OH
• 06/2019 → Present
  Raymond James Financial Services Advisors Inc.
  Strongsville, OH

Previous Registrations

• 2015-01-09 → 2019-06-10
  Cetera Wealth Services, Llc
  Cleveland, OH
• 2018-08-17 → 2019-06-10
  Vantage Financial Group, Inc.
  Cleveland, OH
• 2006-02-08 → 2011-06-01
  Principal Securities, Inc.
  Cleveland, OH
  Des Moines, IA
  Cleveland, OH
  Williamsville, NY
• 2004-11-12 → 2005-12-19
  Valic Financial Advisors, Inc.
  Independence, OH
• 2003-09-22 → 2004-11-05
  Banc One Securities Corporation
  Rocky River, OH

Other Businesses

(1) Name of Business: CKE Financial Services, LLC Address: 191 American Blvd. Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 10/22/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (2) Name of Business: E & M Consulting Address: 191 American Blvd., Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor (3) Name of Business: Strategic Retirement Solutions, LLC Address: 191 American Blvd., Ste 205, Westlake, OH, 44145, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 06/07/2019 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: Financial Advisor

Exams

• S63 Uniform Securities Agent State Law Examination
  2024-09-11
• S66 Uniform Combined State Law Examination
  2006-04-07

Other Names

• Brian Rees