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Brad David Holdhusen

Prime Capital Financial

Overland Park, KS

CRD 4568168

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Employer firm

Prime Capital Financial CRD 288712

$39.1B regulatory AUM 1,816 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-08-16
KS RA APPROVED 2017-07-20
  • TX RA
    APPROVED
    Since 2017-08-16
  • KS RA
    APPROVED
    Since 2017-07-20

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Lawing Financial Inc. Overland Park KS 07/2009 10/2017
Cambridge Investment Research, Inc Fairfield IA 07/2010 04/2018
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Overland Park KS 04/2018 Present
  • 07/2009 → 10/2017
    Lawing Financial Inc.
    Overland Park, KS
  • 07/2010 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → Present
    Private Client Services
    Overland Park, KS
Previous Registrations
  • 2009-07-16 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
    Overland Park, KS
  • 2008-04-16 → 2009-07-16
    Olathe, KS
Other Businesses

1) TOXIC ASSETS. SINGER/GUITAR. 5 HOURS/MO; 0 DURING TRADING HOURS. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 12/2021, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) 3) THE FATHER'S CLUB, INC. 9101 W 110TH ST, STE 200, OVERLAND PARK, KS 66210. BUILD COMMUNITY, SUPPORT BLUE VALLEY SCHOOL DISTRICT. CEO/CO-DIRECTOR OVERSEES STEERING COMMITTEE. 2 HOURS/MO; 0 DURING TRADING HOURS. 4) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 5) RED DIRT HOLDINGS, LLC, NON-INVESTMENT RELATED, 4017 W 138TH ST, LEAWOOD KS 66224, PURPOSE OF ENTITY IS TO USE FOR TAX FILING PURPOSES TO RECEIVE COMPENSATION AND PAY BUSINESS RELATED EXPENSES, OWNER/PRESIDENT, START DATE 01/17/2024, <5 HOURS PER MONTH, <5 HOURS PER TRADING, DUTIES ARE ADMINISTRATIVE IN NATURE 6) REAL ESTATE AGENT, NON-INVESTMENT RELATED, 4017 w 138TH ST, LEAWOOD KS 66224, SALE OF REAL ESTATE, START DATE 02/2023, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, LICENSED OBTAINED TO BETTER UNDERSTAND QUESTIONS REVOLVING AROUND REAL ESTATE; NO SALES CURRENTLY BEING MADE 7) DIRT ROAD CONSULTING, INVESTMENT RELATED, 4017 W 138TH ST OP KS 66224, EQUIPMENT LEASING, OWNER, START DATE 10/14/24, <10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS, BUSINESS DEVELOPER AND HIGH-END CONSULTANT FOR EQUIPMENT LEASING PROGRAM.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-04
S63 Uniform Securities Agent State Law Examination 2002-09-27
  • S66 Uniform Combined State Law Examination
    2008-04-04
  • S63 Uniform Securities Agent State Law Examination
    2002-09-27

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