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Prime Capital Financial CRD 288712
$39.1B regulatory AUM 1,816 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-08-16 |
| KS | RA | APPROVED | 2017-07-20 |
Branch Locations
6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lawing Financial Inc. | Overland Park | KS | 07/2009 | 10/2017 |
| Cambridge Investment Research, Inc | Fairfield | IA | 07/2010 | 04/2018 |
| Prime Capital Investment Advisors, Llc | Overland Park | KS | 07/2017 | Present |
| Private Client Services | Overland Park | KS | 04/2018 | Present |
1) TOXIC ASSETS. SINGER/GUITAR. 5 HOURS/MO; 0 DURING TRADING HOURS. 2) PCRM, LLC doing business as Prime Capital Risk Management, investment-related, 6201 College Blvd., Suite #150, Overland Park, KS 66211, fixed-insurance products, insurance agent, 12/2021, 1hrs./mo., 10 hrs., sale and service of fixed-insurance products, including through non-affiliated Insurance Marketing Organizations (IMOs) 3) THE FATHER'S CLUB, INC. 9101 W 110TH ST, STE 200, OVERLAND PARK, KS 66210. BUILD COMMUNITY, SUPPORT BLUE VALLEY SCHOOL DISTRICT. CEO/CO-DIRECTOR OVERSEES STEERING COMMITTEE. 2 HOURS/MO; 0 DURING TRADING HOURS. 4) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 5) RED DIRT HOLDINGS, LLC, NON-INVESTMENT RELATED, 4017 W 138TH ST, LEAWOOD KS 66224, PURPOSE OF ENTITY IS TO USE FOR TAX FILING PURPOSES TO RECEIVE COMPENSATION AND PAY BUSINESS RELATED EXPENSES, OWNER/PRESIDENT, START DATE 01/17/2024, <5 HOURS PER MONTH, <5 HOURS PER TRADING, DUTIES ARE ADMINISTRATIVE IN NATURE 6) REAL ESTATE AGENT, NON-INVESTMENT RELATED, 4017 w 138TH ST, LEAWOOD KS 66224, SALE OF REAL ESTATE, START DATE 02/2023, <1 HOUR PER MONTH, <1 HOUR PER MONTH DURING TRADING HOURS, LICENSED OBTAINED TO BETTER UNDERSTAND QUESTIONS REVOLVING AROUND REAL ESTATE; NO SALES CURRENTLY BEING MADE 7) DIRT ROAD CONSULTING, INVESTMENT RELATED, 4017 W 138TH ST OP KS 66224, EQUIPMENT LEASING, OWNER, START DATE 10/14/24, <10 HOURS PER MONTH; 0 HOURS PER MONTH DURING TRADING HOURS, BUSINESS DEVELOPER AND HIGH-END CONSULTANT FOR EQUIPMENT LEASING PROGRAM.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-04 |
| S63 | Uniform Securities Agent State Law Examination | 2002-09-27 |
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