James A Degaetano

Employer firm

Cwm, LLC CRD 155344

$50.6B regulatory AUM 248 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• SUB-ADVISORY SERVICES FOR OTHER INVESTMENT ADVISORY FIRMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2007 → 02/2017
  First Command Financial Planning, Inc.
  Fort Worth, TX
• 03/2007 → 02/2017
  First Command Financial Services, Inc.
  Fort Worth, TX
• 12/2015 → 02/2017
  First Command Advisory Services
  Fort Worth, TX
• 03/2017 → 04/2022
  Lpl Financial, Llc
  Carlisle, PA
• 03/2017 → Present
  Jd Financial Services Inc. (Dba: Diamond Wealth Advisors)
  Carlisle, PA
• 04/2022 → Present
  Cwm, Llc
  Omaha, NE
• 04/2022 → Present
  Diamond Wealth Advisors
  Carlisle, PA

Previous Registrations

• 2017-03-06 → 2022-05-20
  Diamond Wealth Advisors
  Carlisle, PA
• 2015-12-15 → 2017-03-02
  First Command Advisory Services
  Fort Worth, TX
• 2007-06-11 → 2015-12-15
  First Command Brokerage Services, Inc.
  Carlisle, PA

Other Businesses

NAME OF BUSINESS: JD Real Estate Ventures LLC NATURE: Real estate START: 03/11/2020 POSITION: President APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Purchase real estate NAME OF BUSINESS: JD Venture Properties LP NATURE: Real estate START: 03/11/2020 POSITION: President APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Purchase real estate NAME OF BUSINESS: JD IP Holdings LLC NATURE: Intellectual property START: 10/23/2019 POSITION: President APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Maintain intellectual property and trademarks NAME OF BUSINESS: Shippensburg University College NATURE: Advisor Board START: 08/01/2019 POSITION: Board member APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Meet 2 times per year to assist the College of Business via advisory functions. NAME OF BUSINESS: Geneva Insurance International NATURE: Insurance company START: 08/01/2026 POSITION: Board member APPX. HRS/MONTH: 10 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 2 DUTIES: Non-executive directors of GII are collectively responsible for: •Providing independent oversight and constructive challenge to the executive management team. •Setting and monitoring the company’s strategic direction. •Ensuring the integrity of financial reporting and internal controls. •Overseeing risk management and compliance with applicable laws and regulations. •Protecting the interests of policyholders and other key stakeholders. NAME OF BUSINESS: JD Media Company LLC NATURE: Business Setup for Books START: 07/24/2020 POSITION: President APPX. HRS/MONTH: 0 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 0 DUTIES: Author & speaker FIXED INSURANCE NATURE: Insurance START: 04/19/2022 APPX. HRS/MONTH: 1 PERCENTAGE HRS/MONTH DURING TRADING HOURS: 1 POSITION: INSURANCE AGENT DUTIES: Sells Life, Health, Disability, Annuities & LTC

Exams

• S66 Uniform Combined State Law Examination
  2007-06-07
• S63 Uniform Securities Agent State Law Examination
  2002-09-26

Designations

• Certified Financial Planner