Hui-Wen Shih

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → 11/2016
  Transamerica Financial Advisors, Inc
  Irvine, CA
• 12/2015 → 11/2016
  World Financial Group, Inc.
  Irvine, CA
• 11/2016 → 03/2020
  American United Life
  Newport Beach, CA
• 12/2016 → 03/2020
  Oneamerica Securities
  Newport Beach, CA
• 03/2020 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-09-06 → 2020-03-19
  Oneamerica Securities, Inc.
  Newport Beach, CA
  Indianapolis, IN
• 2002-10-24 → 2003-03-25
  Morgan Stanley Dw Inc.
  Sugar Land, TX

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 03-2020 APX NUMBER OF HOURS PER WEEK: varies APX NUMBER OF HOURS DURING TRADING HOURS: varies POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, ANNUITIES AND LONG TERM CARE

Exams

• S65 Uniform Investment Adviser Law Examination
  2017-09-01
• S63 Uniform Securities Agent State Law Examination
  2016-09-23
• S66 Uniform Combined State Law Examination
  2002-10-23

Other Names

• Grace Shih
• Hui-Wen Shih
• Hui Wen Shih
• Huiwen Shih
• Huiwen Shih