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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2018-09-04 |
| TX | RA | APPROVED | 2007-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Bedford | TX | 10/2007 | Present |
1. 11/13/2007: Lorio Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 4/26/2013: 401(k) University - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 3. 2/11/2014: Rethin(k) 401(k) - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Rethin(k) 401(k).net. 4. 9/21/2018 - No Business Name - Investment Related - At Reported Business Location(s) - Other-Notary Public - Started 11/29/2016 - 1 Hours Per Month/0 Hours During Securities Trading 5. 08/25/2023 - Lorio Arms Dealers, LLC - Other - Limited Liability Company - Owner - Not Investment Related - Home Based - Start Date 10/16/2023 - 10 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-09-09 |
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