Thomas Andrew Curtin

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2010 → Present
  Lpl Financial Llc
  Great Barrington, MA
• 03/2015 → 09/2016
  Independent Financial Partners
  Great Barrington, MA
• 07/2014 → 07/2019
  Retirement And Benefit Partners, Inc
  Great Barrington, MA

Previous Registrations

• 2016-07-18 → 2019-07-10
  Global Retirement Partners Llc
  Great Barrington, MA
  San Rafael, CA
• 2014-10-30 → 2016-01-27
  Independent Financial Partners
  Great Barrington, MA
• 2004-05-18 → 2005-01-03
  Asset & Financial Planning, Ltd
  Hudson, NY

Other Businesses

(1) 11/16/2010: No Business Name - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - 50% Time Spent - Independent Insurance Agent: Life, Disability, LTC, Fixed Annuities (2) 07/28/2014: Retirement and Benefit Partners, Inc - DBA for LPL Business (entity for LPL business) - Investment Related - 17 Mahaiwe Street; Suite 4; Great Barrington, MA 01230 - Start 07/11/2014 - 5 Hr/Mo; 5 Hours During Securities Trading

Exams

• S63 Uniform Securities Agent State Law Examination
  2002-11-14

Designations

• Certified Financial Planner

Other Names

• Tom Curtin