Steven Joe Combest

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 04/2019
  Capital Financial Services, Inc
  Minot, ND
• 04/2019 → 11/2023
  Fsc Securities Corp.
  Dallas, TX
• 11/2023 → Present
  Osaic Wealth, Inc.
  Dallas, TX

Previous Registrations

• 2019-04-18 → 2023-11-03
  Fsc Securities Corporation
  Atlanta, GA
  Dallas, TX
• 2016-01-29 → 2019-04-18
  Capital Financial Services, Inc.
  Dallas, TX
  Minot, ND
  Shenandoah, TX
  Dallas, TX
  Moore, OK
  Moore, OK
• 2002-10-03 → 2004-11-22
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Dallas, TX

Other Businesses

1. TEAKWOOD PLAZA POSITION: Co-Owner/Property Manager NATURE: This is not an incorporated business. My grandfather built a small shopping center with suites/office spaceto rent to small businesses in the 1980's. My father ran the business until he passed away (July 30, 2020). I have taken over his duties as landlord and co-owner over the past few months. The center is owned by the Edgar Combest Decedent's Trust. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 08/28/2020 ADDRESS: 300 W Princeton Dr, Princeton TX 75407, United States DESCRIPTION: I interview potential new tenants, maintain the property (change air filters, fix the physical structure when needed), collect rent, contact service vendors (A/C repair, plumber, electrician)as needed, and clean as needed. 2. COMBEST WEALTH MANAGEMENT, LLC POSITION: Owner/Financial Advisor/Certified Financial Planner NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 200 SECURITIES TRADING HOURS: 160 START DATE: 04/01/2018 ADDRESS: 9330 Lyndon B Johnson Fwy, Suite 1030, Dallas TX 75243, United States DESCRIPTION: Financial Advisory Services, Fee based and commission compensation. College Education planning/funding/investing,retirement planning/funding/investing, investment planning. giving advice (for a fee) on investments, stock options,restricted stock units, corporate retirement accounts (401ks) and various variable insurance vehicles (variable annuitiesand the like).I also sell fixed insurance policies (term and all types of whole life insurance, disability income insurance, group healthinsurance plans, group dental plans, group supplemental policies, etc.).All of this is done under the marketing name COMBEST WEALTH MANAGEMENT, LLC. It is NOT a DBA, but only amarketing name only 3. DALLAS ATHLETIC CLUB MEN'S GOLF ASSOCIATION BOARD OF DIRECTORS POSITION: President for the 2026 Season NATURE: This is a board of directors for the men's golf association of the Dallas Athletic Club Country Club. This board sets a monthly golf tournament for the golf members of DAC. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 02/20/2026 ADDRESS: 4111 Dallas Athletic Dr, Dallas TX 75228, United States DESCRIPTION: we set up golf tournaments for the enjoyment of the members of the Dallas Athletic club. We set tournament formats.

Exams

• S66 Uniform Combined State Law Examination
  2002-10-01

Designations

• Certified Financial Planner

Other Names

• Steven Combest