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333 South Hope Street 55Th Floor, Los Angeles, CA 90071-1406 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2018-03-29 |
Branch Locations
333 South Hope Street, 55Th Floor, Los Angeles, CA 90071-1447 • United States
Ballwin, MO • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Franklin Templeton | St. Petersburg | FL | 10/1999 | 02/2018 |
| American Funds | Los Angeles | CA | 03/2018 | 01/2021 |
| American Funds | Los Angeles | CA | 01/2021 | Present |
Name of the other business: It is not a business. My son sells, buys and trades his sports-cards online (ie. Ebay). It is under my name because he is a minor. / Is the business Investment Related: NO / The address of the other business: MO 63011 / The nature of the other business: He buys sells and trades cards online. / Your position or title: NONE / Start date: Approx. 2017 / The number of hours a month you devote to the other business: 3-4 hours / The number of hours during securities trading hours: Zero
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-29 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-10 |
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