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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-08-28
  • OH RA
    APPROVED
    Since 2022-08-28

Branch Locations

36311 Detroit Road, Suite 204, Avon, OH 44011 • United States

832 Cleveland Street, Elyria, OH 44035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Legend Equities Corporation Palm Beach Gardens FL 02/2013 01/2017
Lincoln Investment Avon OH 01/2017 08/2022
Lpl Financial Llc Avon OH 08/2022 Present
Previous Registrations
  • 2017-06-09 → 2022-08-25
    Avon, OH
    Avon, OH
  • 2013-02-11 → 2019-10-04
    Legend Advisory, Llc
    Avon, OH
    Palm Beach Gardens, FL
  • 2009-04-20 → 2013-02-11
    Investment Centers Of America, Inc.
    Lorain, OH
    Avon, OH
    Bay Village, OH
    Avon Lake, OH
    Hudson, OH
    Elyria, OH
    Elria, OH
    Olmsted Township, OH
    Lorain, OH
    Elyria, OH
  • 2005-07-07 → 2008-03-04
    Invest Financial Corporation
    Akron, OH
    Akron, OH
    Westlake, OH
    Cleveland, OH
    Cleveland, OH
    Broadview Heights, OH
    Strongsville, OH
    Cleveland, OH
    Akron, OH
    Amherst, OH
    Amherst, OH
    Avon Lake, OH
    North Ridgeville, OH
    Avon, OH
    Lorain, OH
    Vermillion, OH
    Oberlin, OH
  • 2003-08-28 → 2005-01-14
    Mayfield Heights, OH
Other Businesses

1- 09/08/2022 - G & C Financial Solutions - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 07/20/2022 2- 09/08/2022 - MENDYFERGU LLC - Not Investment Related - Home Based - Other - Business Owner - Co Owner - Start Date - 01/01/2014 - Time Spent 1% 3- 09/08/2022 - K AND G PARTS PLUS - Non Investment Related - Home Based - Other - Business Owner - Owner - Start Date - 01/01/2019 - Time Spent 5% 4- 09/08/2022- G & C Financial Solutions - Investment Related - At Reported Business Location(s) - Non-Variable Insurance Start Date - 07/21/2022 - Time Spent 1%

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-11-15
  • S66 Uniform Combined State Law Examination
    2002-11-15
Other Names
  • Gary J. Mendelow

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