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Current Employers
Stratos Wealth Partners, Ltd

3750 Park East Dr Ste 200, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-03-03
TX RA APPROVED_RES 2025-02-28
  • OH RA
    APPROVED
    Since 2025-03-03
  • TX RA
    APPROVED_RES
    Since 2025-02-28

Branch Locations

36901 American Way, Avon, OH 44011 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Avon OH 09/2009 06/2021
Stratos Wealth Partners, Ltd Avon OH 08/2013 06/2021
Purshe Kaplan Sterling Investments Albany NY 06/2021 02/2025
Strategic Investment Solutions Orland Park IL 06/2021 02/2025
Lpl Financial Llc Avon OH 02/2025 Present
Stratos Wealth Partners, Ltd Avon OH 02/2025 Present
Previous Registrations
Other Businesses

1)01/30/2025 - The 4:8 Group - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2)01/30/2025 - Stratos Wealth Partners - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3)01/30/2025 - Bove Properties - Real Estate Rental - Inv Rel - Avon, OH - Start: 01/2025 4)01/30/2025 - Robert A Bove Limited LTD - Business Entity For Tax/Investment Purposes Only - Non-Inv Rel - Avon, OH - Start: 03/2000 - 160 Hr/Mth 5) 2/28/2025 - LPL Financial, LLC (Registered Representative) - Investment Related - At Reported Business Location (s) - 100% time spent between LPL Financial, LLC and Stratos Wealth Partners, Ltd. 6) 03/05/2025 - Stratos Wealth Partners. Ltd - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:02/14/2025 - 160 Hrs/Mth - 40 Hrs During Trading.I provide investment advisory services through Stratos Wealth Partners. Ltd, an independent investment advisor firm. I started this business activity in 2/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 03/05/2025 - Stratos Wealth Partners. Ltd - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:02/14/2025 - 160 Hrs/Mth - 40 Hrs During Trading.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-06-08
S65 Uniform Investment Adviser Law Examination 2007-05-21
  • S63 Uniform Securities Agent State Law Examination
    2010-06-08
  • S65 Uniform Investment Adviser Law Examination
    2007-05-21

View on SEC IAPD

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