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Employer firm

Compak Asset Management CRD 109930

$1.52B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Compak Asset Management

1801 Dove Street, Newport Beach, CA 92660 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2006-01-05
  • TX RA
    APPROVED_RES
    Since 2006-01-05

Branch Locations

1801 Dove St, Newport Beach, CA 92660 • United States

1801 Dove Street, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Compak Asset Management Irvine CA 06/2004 Present
Compak Securities Irvine CA 06/2004 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-28
  • S63 Uniform Securities Agent State Law Examination
    2003-07-28
Other Names
  • Eva Popov
  • Eva Popov

View on SEC IAPD

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