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505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2021-12-01 |
| TX | RA | APPROVED | 2021-12-01 |
Branch Locations
4521 Sharon Rd Suite 400, Charlotte, NC 28211 • United States
505 N Highway 169 Suite 900, Plymouth, MN 55441 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Advisor Networks Llc | El Segundo | CA | 01/2013 | 10/2021 |
| Carroll Financial Associates, Inc. | Charlotte | NC | 04/2009 | 10/2021 |
| Wealth Enhancement Group | Charlotte | NC | 11/2021 | Present |
| Lpl Financial, Llc | Charlotte | NC | 10/2021 | 06/2025 |
| Wealth Enhancement Advisory Services Llc | Charlotte | NC | 11/2021 | Present |
| Wealth Enhancement Brokerage Services | Charlotte | NC | 12/2021 | Present |
WEALTH ENHANCEMENT ADVISORY SERVICES LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - 140 Hours Per Month/34 Hours During Securities Trading - Time Spent 85% - I provide investment advisory services through Wealth Enhancement Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 12/2021. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisorinfo.sec.gov/IAPD. WEALTH ENHANCEMENT GROUP - Non-Investment Related - Charlotte, NC - Fixed Insurance - SVP, Financial Advisor - Start Date: 02/2025 - 1 Hour Spent Per Month, 1 Hour Spent During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-10-07 |
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