Martin Lewis Waldman

Current Employers

Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-11-05

FL RA
APPROVED

Since 2018-11-05

Branch Locations

Yamato Office Center 999 Yamato Road, Suite 300, Boca Raton, FL 33431 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates, Inc.	Boca Raton	FL	05/2009	11/2018
Oppenheimer & Co. Inc	Boca Raton	FL	11/2018	Present

05/2009 → 11/2018

Raymond James & Associates, Inc.

Boca Raton, FL
11/2018 → Present

Oppenheimer & Co. Inc

Boca Raton, FL

Previous Registrations

2009-05-11 → 2018-11-12

Raymond James & Associates, Inc.

Boca Raton, FL
2003-05-19 → 2009-05-04

Northern Trust Securities, Inc.

Boca Raton, FL

Boca Raton, FL

Other Businesses

AS OF MARCH 2025, I WAS RECRUITED TO BECOME BOARD MEMBER & SECRETARY OF THE FERRARI CLUB OF AMERICA, PALM BEACH CHAPTER. THE ADDRESS IS: FERRARI CLUB OF AMERICA, PALM BEACH CHAPTER. P.O. BOX 452, PALM BEACH, FL 33480. NATURE OF THE CHAPTER IS PROMOTE & RUN ACTIVITIES FOR CAR ENTHUSIATS, INCLUDING RALLYS, CAR SHOWS & SPECIAL EVENTS. THE CHAPTER IS A NOT-FOR-PROFIT UNDER 501C7. I SPEND APPROXIMATELY 5 HOURS PER MONTH RELATED TO BOARD ACTIVITY ON A VOLUNTEER BASIS & IS NOT INVESTMENT RELATED.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-05-14

S66 Uniform Combined State Law Examination

2003-05-14

View on SEC IAPD