Lance J Branch

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Educational seminars
CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2008-09-29
LA	RA	APPROVED	2004-07-29

TX RA
APPROVED_RES

Since 2008-09-29
LA RA
APPROVED

Since 2004-07-29

Branch Locations

One Galleria Blvd, Ste 1813, Metairie, LA 70001 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Metairie	LA	07/2004	Present

07/2004 → Present

Lpl Financial, Llc

Metairie, LA

Other Businesses

1. 10/8/2004 - CPA/BOOKKEEPER/TAX PREPARER - THE BRANCH GROUP - FOR ACCOUNTING PURPOSES ONLY. NOT A DBA. 2. 9/21/2020 - The Branch Group - DBA: Memorial Wealth Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/18/2020 - 240 Hours Per Month/100 Hours During Securities Trading. 3. 09/06/2024 - The Branch Group - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 11/30/2021 - 3 Hours Per Month/ 0 Hours During Trading 4. 12/18/2024 - Ambitney 1 LLC - Not Investment Related - Other - LLC for RV park - Crystal Beach Texas - Start Date: 09/06/2024 - 6 Hrs/Mth - 0 Hrs During Trading.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2000-01-12

S63 Uniform Securities Agent State Law Examination

2000-01-12

View on SEC IAPD