Joshua E Betancourt

Employer firm

Quantum Capital Investments, Inc. CRD 156037

$153M regulatory AUM 195 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers

Quantum Capital Investments, Inc.

River Forest, IL • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2017-07-25

IL RA
APPROVED

Since 2017-07-25

Branch Locations

Elmwood Park, IL • United States

River Forest, IL • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination Yes

Employment History

Organization	City	State	From	To
Quantum Capital	Chicago	IL	03/2009	Present
Quantum Capital Investments	Elmwood Park	IL	01/2011	Present

03/2009 → Present

Quantum Capital

Chicago, IL
01/2011 → Present

Quantum Capital Investments

Elmwood Park, IL

Previous Registrations

2011-03-11 → 2015-10-13

Quantum Capital Investments, Inc.

River Forest, IL
2007-10-02 → 2009-03-26

Ubs Financial Services Inc.

Chicago, IL

Other Businesses

I have a Masters Degree in Accounting and provide accounting and tax planning services.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-10-01
S63	Uniform Securities Agent State Law Examination	2004-08-17

S66 Uniform Combined State Law Examination

2007-10-01
S63 Uniform Securities Agent State Law Examination

2004-08-17

Other Names

Joshua Betancourt

View on SEC IAPD